Japan China Capital Partners Co., Ltd. and its officers, employees, etc. shall comply with the Act on the Protection of Personal Information, the Act on the Use of Numbers to Identify a Specific Individual in Administrative Procedures, relevant laws and regulations, and guidelines of supervisory authorities, and establish the following basic policies.

1. 1.Personal information, including personal numbers (Hereinafter referred to as "Personal information, etc.".), is obtained in accordance with laws and regulations, and efforts are made to ensure that the content is accurate and up to date.
2. 2.Personal information, etc. shall not be used beyond the scope of the purpose of use. Individual numbers are handled only within the scope prescribed by laws and regulations. In addition, we will not disclose or provide personal information, etc. to third parties without the consent of the individual concerned, unless there are justifiable reasons such as the obligation of disclosure based on laws and regulations.
3. 3.To prevent the leakage and unauthorized use of personal information, etc., we will thoroughly educate officers and employees. In addition, a person in charge of management and inspection will be appointed to establish an appropriate management system.
4. 4.When personal information, etc. is handled by outsourcees, supervisors shall responsibly supervise them to ensure that their personal information, etc. is protected.
5. 5.Personal information, etc. shall be disclosed, corrected, or discontinued in accordance with laws and regulations at the claim of individuals. In this case, the prescribed fee may be charged.

If you have any questions about personal information, such as the purpose of use, disclosure, correction, suspension of use, please contact the Personal Information Consultation Office (Japan-China Capital Partners Co., Ltd., 4th floor -1 New Otani Garden Court 19th floor, Kioi-cho, Chiyodaku, Tokyo 102 - 0094 Tel: +81-3-6261-6263).

For requests for disclosure, etc., we ask to submit the request form and other necessary documents specified by us to verify your identity.

1. 1.For solicitation, sales, and management of business investment projects, financial products, financial transactions, and other products handled, as well as providing information on services related thereto (Including display of optimal sites, advertisement distribution and other sales activities using analysis results such as customer browsing history)
2. 2.For providing information on business investment projects, financial instruments, financial transactions and other products and services handled by our company, its affiliates, and affiliated companies, as well as introducing related companies
3. 3.To determine the appropriateness of business investment projects, financial instruments, financial transactions, and other products and services handled considering the principle of suitability
4. 4.To confirm that you are the customer or an agent of the customer
5. 5.To report the results of transactions and the balance of deposits to customers
6. 6.To handle business affairs related to transactions with customers and business partners
7. 7.With respect to the execution of rights and obligations under contracts with customers and business partners, laws, and regulations, etc.
8. 8.Research and development of business investment projects, financial products, financial transactions, and other products and services through market research, data analysis, and questionnaire surveys
9. 9.To appropriately perform the entrusted work in cases where the processing of personal information has been entrusted in whole or in part by other business operators, etc.
10. 10.In addition, to conduct transactions with customers and business partners appropriately and smoothly
11. 11.Regardless of the purpose of use of the personal information in each of the preceding items, the personal number shall be used only for "Application and Notification for Opening Accounts for Financial Instruments Transactions" and "Preparation and provision of statutory documents concerning financial instruments transactions".
12. 12.To continue to use personal information within the scope of the purpose of use of personal information in each of the preceding items even after the end of transactions with customers.

Sensitive information is not used or provided to third parties for purposes other than proper business operations and other purposes deemed necessary.

We may record calls with you.

JCCP complies with the "Act on the Provision of Financial Services" and "Financial Instruments and Exchange Act" and other relevant laws and regulations and will solicit customers for financial products in an appropriate manner in accordance with the following policies.

• We strive to offer appropriate solicitations and advice in light of our customers' knowledge of financial products, investment experience, status of assets, investment purposes, etc.
• We strive to have our customers correctly understand important matters related to "Act on the Provision of Financial Services". In addition, to ensure that customers make appropriate investment decisions, we will strive to provide sufficient and accurate explanations of product contents, risks, fees, etc.
• We strive to provide accurate information so as not to mislead customers.
• We give due consideration to the time, place, and method of soliciting and advising so as not to disturb customers.
• We respond promptly and appropriately to customer inquiries. We also take customer opinions and requests seriously and use them in soliciting and advising.
• We strengthen our internal control system to prevent inappropriate solicitation. In addition, we strive to provide sufficient in-house training to enable officers and employees to acquire correct knowledge and provide easy-to-understand explanations.

Based on the laws and ordinances for financial instruments and exchange, laws and regulations for personal information protection, related guidelines, and the rules of the Japan Securities Dealers Association, we have implemented the following security control measures for personal data.

(Development of Discipline in the Handling of Personal Data)

• We have established regulations concerning information security to ensure the appropriate security of information assets and information security.

(Organizational Security Control Measures)

• We have appointed a "Chief Information Security Officer" from among the directors. The "Chief Information Security Officer" assumes the responsibility of the "Person Responsible for the Management of Personal Data" as stipulated in the "Practical Guideline on the Security Control Actions under the Guidelines for Protection of Personal Information in the Finance Sector" (hereinafter referred to as the "Practical Guideline on the Financial Sector Guidelines") established by the Personal Information Protection Commission and the Financial Services Agency, and strives to ensure information security. In addition, Chief Administrative Officer has the responsibility of the "Person Responsible for the Management of Personal Data" as stipulated in the Practical Guideline on the Financial Sector Guidelines, and ensures appropriate information security at each department and branch, manages the handling of information assets, and provides appropriate advice and guidance to employees, etc.
• We have developed a system to promptly report the leakage, etc. to Chief Administrative Officer. We also conduct periodic self-inspections of the status of personal data handling, as well as inspections by other departments.

(Physical Security Control Measures)

• We strictly control the scope of information assets to which employees, etc. can access, and take measures to prevent unauthorized persons from accessing personal data. We also take measures to prevent the theft or loss, etc. of equipment, electronic media, and documents, etc. that handle personal data.

(Technical Security Control Measures)

• Access control is implemented to limit the scope of personal information databases, etc. handled by the person in charge. In addition, we have introduced a mechanism to protect against unauthorized internal and external access to or unauthorized software on information systems that handle personal data.

(Personnel Security Control Measures)

• We conduct regular training for employees, etc. on matters requiring attention with regard to the handling of personal data. In addition, matters concerning confidentiality of personal data are described in the rules of employment.

Please note that we may not be able to respond to inquiries about security details.

(March 2022)